Series 7 Course
4k+ rating
John Mitchell, CFA
Note: This course comes with a 30-day money-back guarantee! If you fail your exam, you can email us at [email protected] to claim a full refund!
Highlights:
- Master the Essentials: Deep dive into Common Stock, Preferred Stock, Bonds, Mutual Funds, Options, and Other Investment Vehicles. Understand the intricate details that set them apart and why investors choose these options.
- Comprehensive Exam Preparation: Cover every topic you need to know to pass the Series 7 exam, including regulations, tax implications, and customer interactions.
- Strategic Test-Taking Tips: Learn proven strategies to tackle the toughest exam questions, ensuring you’re fully prepared to ace the Series 7 on your first try.
- Realistic Practice: Benefit from hundreds of practice questions, complete with in-depth explanations and step-by-step video demonstrations.
Description:
This 15-hour video course is your ultimate guide to passing the Series 7 Licensing Exam with confidence. Thousands of students have already taken this course and successfully passed the Series 7 exam, unlocking their careers as licensed stockbrokers in the U.S. Financial Services industry. With our money-back guarantee, we’re confident that this course offers everything you need to succeed.
Why is this course different? Unlike traditional tutoring sessions that can be costly and inflexible, this course allows you to learn at your own pace. Pause, rewind, and replay any section until you’ve mastered the material. You’ll also get access to realistic practice questions and step-by-step walkthroughs on how to approach and solve these questions efficiently.
What’s inside? The course covers all essential Series 7 exam topics, broken down into easy-to-understand sections:
- Equity Securities: Dive deep into common stocks, preferred stocks, ADRs, rights, warrants, and their roles in portfolios.
- Debt Securities: Master bonds, corporate bonds, municipal securities, and treasury notes.
- Options: Get a solid grasp on options strategies, risk management, and hedging techniques.
- Packaged Securities: Explore mutual funds, ETFs, REITs, and their importance in diversified portfolios.
- Customer Accounts: Understand the intricacies of opening, managing, and maintaining customer accounts, including margin accounts.
- Regulations: Familiarize yourself with the regulations that govern the financial markets, ensuring compliance and ethical practices.
- Taxation: Learn about the tax implications of different investment vehicles and how they impact your clients’ returns.
- Trading Markets and Strategies: Gain insight into how various markets operate, trading strategies, and order execution.
- Analyzing Financial Statements: Develop the skills to read and analyze financial statements to make informed investment decisions.
- Retirement and Savings Plans: Understand different types of retirement accounts, annuities, and savings plans to advise clients effectively.
Curriculum:
- 10 Sections • 40 Lectures • 15 Hours total length
- Introduction to the Series 7 Exam
- Equity Securities
- Debt Securities
- Options and Derivatives
- Packaged Securities and Mutual Funds
- Customer Accounts and Margin
- Regulatory Requirements and Compliance
- Taxation and Tax-Advantaged Investments
- Trading Markets and Strategies
- Financial Statement Analysis
- Retirement Accounts and Annuities
Who this course is for:
- Aspiring stockbrokers looking to pass the Series 7 exam on their first attempt.
- Financial professionals aiming to expand their knowledge and credentials in the U.S. stock markets.
- Anyone interested in gaining a comprehensive understanding of the investment and securities industry.
What sets us apart? With over 15 hours of expertly designed content, this course provides a thorough and engaging learning experience. Thousands of students have passed the Series 7 exam with our support, and now it’s your turn. Join the ranks of successful professionals and secure your future in the financial industry. Plus, our money-back guarantee ensures your investment is risk-free!
Curriculum Overview:
- Introduction to the Series 7 Exam
- Lecture 1: Welcome to the Course
- Course Introduction and Overview
- What to Expect from the Series 7 Exam
- How to Use This Course Effectively
- Study Tips and Exam Preparation Strategies
- Duration: 20 minutes
- Lecture 2: Exam Structure and Format
- Overview of Exam Sections
- Question Types and Scoring System
- Time Management During the Exam
- Important Exam Dates and Registration Information
- Duration: 25 minutes
- Lecture 3: Overview of U.S. Financial Markets
- Understanding the Role of Financial Markets
- Key Market Participants and Their Functions
- Overview of Stock Exchanges and Trading Platforms
- Duration: 30 minutes
- Equity Securities
- Lecture 4: Common Stock
- Characteristics and Classifications of Common Stock
- Voting Rights and Corporate Governance
- Dividends and Stock Splits
- Duration: 45 minutes
- Lecture 5: Preferred Stock and ADRs
- Features of Preferred Stock
- Convertible and Callable Preferred Stock
- American Depositary Receipts (ADRs) and International Investments
- Duration: 35 minutes
- Lecture 6: Rights, Warrants, and Other Equity Instruments
- Understanding Rights Offerings and Their Implications
- Warrants: What They Are and How They Work
- Other Equity-Linked Instruments
- Duration: 30 minutes
- Lecture 7: Equity Securities Practice Questions
- Practice Questions and Answer Explanations
- Common Mistakes and How to Avoid Them
- Video Demonstrations of Sample Questions
- Duration: 60 minutes
- Debt Securities
- Lecture 8: Bonds and Fixed-Income Securities
- Characteristics of Bonds
- Government, Corporate, and Municipal Bonds
- Bond Pricing, Yields, and Ratings
- Duration: 50 minutes
- Lecture 9: Bond Markets and Trading
- Understanding the Bond Market Structure
- Trading Bonds and Interest Rate Risks
- Bond Market Indicators and Economic Impact
- Duration: 45 minutes
- Lecture 10: Municipal Securities
- Types of Municipal Bonds
- Tax-Exempt Status and Its Implications
- Risks and Rewards of Investing in Municipal Bonds
- Duration: 40 minutes
- Lecture 11: Debt Securities Practice Questions
- Practice Questions and Answer Explanations
- Video Demonstrations of Sample Questions
- Duration: 60 minutes
- Options and Derivatives
- Lecture 12: Introduction to Options
- Basics of Options: Calls and Puts
- Option Strategies for Different Market Conditions
- The Role of Options in Hedging and Speculation
- Duration: 60 minutes
- Lecture 13: Advanced Option Strategies
- Spreads, Straddles, and Combinations
- Risk Management with Options
- Real-World Examples of Option Trades
- Duration: 50 minutes
- Lecture 14: Derivatives and Other Investment Vehicles
- Overview of Futures, Forwards, and Swaps
- Using Derivatives to Manage Financial Risk
- Comparing Options to Other Derivative Instruments
- Duration: 45 minutes
- Lecture 15: Options Practice Questions
- Practice Questions and Answer Explanations
- Video Demonstrations of Sample Questions
- Duration: 60 minutes
- Packaged Securities and Mutual Funds
- Lecture 16: Mutual Funds and ETFs
- Types of Mutual Funds and Their Structures
- Understanding ETFs and Their Advantages
- Risks and Rewards of Investing in Mutual Funds and ETFs
- Duration: 50 minutes
- Lecture 17: Closed-End Funds and REITs
- Characteristics of Closed-End Funds
- Real Estate Investment Trusts (REITs): What They Are and How They Work
- Evaluating Packaged Securities for Investment Portfolios
- Duration: 45 minutes
- Lecture 18: Practice Questions for Packaged Securities
- Practice Questions and Answer Explanations
- Video Demonstrations of Sample Questions
- Duration: 50 minutes
- Customer Accounts and Margin
- Lecture 19: Opening and Managing Customer Accounts
- Types of Brokerage Accounts
- Requirements for Opening Accounts
- Understanding Margin Accounts and Their Risks
- Duration: 60 minutes
- Lecture 20: Margin Rules and Regulations
- The Federal Reserve’s Regulation T
- Maintenance Margin Requirements
- Risks and Implications of Trading on Margin
- Duration: 50 minutes
- Lecture 21: Customer Account Practice Questions
- Practice Questions and Answer Explanations
- Video Demonstrations of Sample Questions
- Duration: 50 minutes
- Regulatory Requirements and Compliance
- Lecture 22: Securities Laws and Regulations
- Overview of Key Securities Laws: The Securities Act of 1933, The Securities Exchange Act of 1934
- Role of FINRA and the SEC
- Anti-Money Laundering (AML) Rules and Regulations
- Duration: 60 minutes
- Lecture 23: Ethical Standards and Compliance
- Understanding FINRA’s Code of Conduct
- Insider Trading and Other Compliance Issues
- Best Practices for Maintaining Ethical Standards in Finance
- Duration: 50 minutes
- Lecture 24: Practice Questions on Regulations and Compliance
- Practice Questions and Answer Explanations
- Video Demonstrations of Sample Questions
- Duration: 60 minutes
- Taxation and Tax-Advantaged Investments
- Lecture 25: Understanding Taxation of Investments
- Capital Gains, Dividends, and Interest Income
- Tax Implications of Different Investment Vehicles
- Tax Filing and Reporting Requirements
- Duration: 50 minutes
- Lecture 26: Tax-Advantaged Accounts
- Overview of IRAs, 401(k)s, and Other Retirement Accounts
- Annuities and Their Tax Treatment
- Structuring Tax-Efficient Portfolios
- Duration: 45 minutes
- Lecture 27: Taxation Practice Questions
- Practice Questions and Answer Explanations
- Video Demonstrations of Sample Questions
- Duration: 50 minutes
- Trading Markets and Strategies
- Lecture 28: Market Structures and Trading Mechanisms
- Primary vs. Secondary Markets
- Order Types and Trade Execution
- Understanding Market Makers and Liquidity Providers
- Duration: 60 minutes
- Lecture 29: Trading Strategies
- Technical vs. Fundamental Analysis
- Trading Strategies for Different Market Conditions
- Real-World Examples of Trading Tactics
- Duration: 50 minutes
- Lecture 30: Practice Questions on Trading Markets
- Practice Questions and Answer Explanations
- Video Demonstrations of Sample Questions
- Duration: 50 minutes
- Financial Statement Analysis
- Lecture 31: Introduction to Financial Statements
- Overview of Balance Sheets, Income Statements, and Cash Flow Statements
- Key Financial Ratios and Their Importance
- Analyzing Financial Health and Performance of Companies
- Duration: 60 minutes
- Lecture 32: Advanced Financial Analysis
- In-Depth Analysis of Financial Ratios
- Forecasting and Financial Modeling Techniques
- Using Financial Statements to Make Investment Decisions
- Duration: 50 minutes
- Lecture 33: Financial Statement Practice Questions
- Practice Questions and Answer Explanations
- Video Demonstrations of Sample Questions
- Duration: 50 minutes
- Retirement Accounts and Annuities
- Lecture 34: Overview of Retirement Accounts
- Types of Retirement Accounts and Their Characteristics
- Understanding Required Minimum Distributions (RMDs)
- Retirement Planning Strategies for Clients
- Duration: 50 minutes
- Lecture 35: Annuities and Their Applications
- Fixed, Variable, and Indexed Annuities
- Taxation of Annuities and Withdrawal Options
- Comparing Annuities with Other Retirement Products
- Duration: 45 minutes
- Lecture 36: Practice Questions on Retirement Accounts
- Practice Questions and Answer Explanations
- Video Demonstrations of Sample Questions
- Duration: 50 minutes
- Final Review and Exam Preparation
- Lecture 37: Comprehensive Review of Key Topics
- Summary of All Exam Sections
- Key Concepts to Remember
- Last-Minute Study Tips and Exam Day Advice
- Duration: 60 minutes
- Lecture 38: Full-Length Practice Exam
- Timed Practice Exam with Detailed Solutions
- Strategies for Time Management During the Exam
- Duration: 120 minutes
- Lecture 39: Practice Exam Review and Analysis
- Reviewing Answers and Identifying Weak Areas
- Personalized Study Plan for Last-Minute Preparation
- Duration: 60 minutes
- Lecture 40: Course Wrap-Up and Final Tips
- Recap of Course Highlights
- What to Do After the Exam
- Access to Continued Support and Resources
- Duration: 20 minutes
Instructor Profile:
Name: John Mitchell, CFA
Title: Senior Financial Educator & Series 7 Expert
Background: John Mitchell is a seasoned financial professional with over 20 years of experience in the investment industry. A Chartered Financial Analyst (CFA) and former licensed stockbroker, John has a deep understanding of the financial markets, investment strategies, and regulatory requirements that shape the Series 7 exam. His career has spanned roles in asset management, financial planning, and corporate finance, giving him a comprehensive view of the financial world.
Teaching Experience: John has spent the last decade dedicated to financial education, helping thousands of aspiring stockbrokers and finance professionals pass the Series 7 exam. His teaching style is clear, engaging, and focused on simplifying complex topics, making them accessible to students at all levels. John’s courses are known for their practical, real-world examples and actionable strategies that students can immediately apply.
Accomplishments:
- Chartered Financial Analyst (CFA) designation holder.
- Successfully helped over 5,000 students pass the Series 7 exam.
- Created top-rated courses on financial markets and securities licensing.
- Developed a comprehensive Series 7 preparation course, praised for its depth and clarity.
- Featured speaker at multiple finance and investment conferences.
Teaching Philosophy: John believes in a hands-on approach to learning. His courses emphasize understanding the material thoroughly, not just memorizing it. By integrating practical examples, John ensures that his students not only pass the Series 7 exam but also feel confident in applying their knowledge in their careers.
Personal Interests: Outside of teaching, John is passionate about mentoring young finance professionals, staying current with market trends, and contributing to financial literacy initiatives. He’s also an avid traveler, reader, and amateur photographer.
Is the course online and how will I access it?
Yes, the course is online and contains PDFs as well as video files that cover all the lectures and content you need. It will be delivered to your email as soon as you make the purchase.
How does the money-back guarantee work?
If you personally haven’t found value or seen any improvement within 30 days of purchasing this course, just send us an email and we will refund 100% of your money. Hence, you get to try this completely risk-free!
How do I complete the course?
Since this is a self-paced course, you can start and finish this within a day, a week, a month or several months, as you like. You can also repeat the whole course once done. It will be all based on your schedule and preferences.
Will I get homework?
Yes, the course will provide you resources, tasks and specific homework that you can work on in your free time.
What do you mean by ‘Lifetime access to weekly English improvement strategies’?
Once you provide your email during the payment process, you will be added to a mailing list (subscription is completely optional and free of cost). Being on this list gives you access to an unlimited supply of free English language content, materials, promotions, and techniques (including some video lectures) that you can avail for your lifetime, as the content is uploaded weekly.
How long is the access?
You will be getting unlimited lifetime access to this course.
Original price was: $79.00.$49.00Current price is: $49.00.
This Course Includes:
Master key investment concepts
Mock tests and practice questions included!
Comprehensive Series 7 coverage
Proven test-taking strategies
Realistic practice questions included
In-depth video demonstrations
Detailed financial statement analysis
Learn equity and debt securities
Understand retirement accounts & annuities
Covers trading markets & strategies
Money-Back Guarantee!
14, 000+
Courses & Videos
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Students enrolled
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Courses instructors
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